Portfolio Compliance Platform

You track compliance across 100+ organizations. You shouldn't do it in spreadsheets.

CapitalBridge gives portfolio managers one dashboard for compliance tracking, covenant and threshold monitoring, and external submissions across every portfolio. Your reporting entities get their own portal. Your spreadsheets retire. Live in 4 weeks.

3 actions needed
CapitalBridge - Portfolio Overview
LIVE
87%
Compliance
191
Active
12
Pending
3
Overdue
Recent Activity Just now
Meridian Holdings submitted Q3 Financials Approved
Northern Energy - CC due in 3 days Reminder
FX rates synced (daily auto-update) 06:00
Apex Capital - leverage ratio at 3.2x At risk
Tracker
OK
Due
Late
Threshold Watch: Northern Energy
leverage 3.2x (limit 3.5x) - headroom 0.3x
At Risk
87%
Portfolio compliance 7 portfolios
0
Hours
Manual tracking
0
Emails
Chasing counterparties
Live
Covenant monitoring
<5
Minutes
Audit trail
Lending
DFIs & Commercial Banks
Loan covenant monitoring, counterparty reporting
Private Markets
PE, VC & Asset Managers
Portfolio company reporting, LP compliance
Regulatory
Regulators & Grant Managers
Licensed entity reporting, grantee milestones
Operations
Franchise & Supply Chain
Franchisee compliance, vendor certifications
RE: RE: FW: Q3 financials still missing
Sarah K. (Counterparty #47) - 3 days ago
URGENT: Covenant breach detected - DSCR below 1.2x
Internal Alert - 2 days ago
Where is the annual report for Counterparty #47?
James M. (Portfolio Manager) - 5 days ago
Excel formula broken in Portfolio III tracker
You - 1 week ago
FW: Can someone confirm the ZAR rate used?
Ops Team - 1 week ago
Auditor request: submission approval history for Q2
Compliance - 2 weeks ago

Your inbox, every quarter

The Problem

Sound familiar?

Tracking compliance in spreadsheets

Multiple Excel files per portfolio, version conflicts, no single source of truth. One wrong formula and your compliance view is broken.

Chasing counterparties by email

Endless follow-up threads. No visibility into who has seen what. Counterparties confused about what to submit and when.

Discovering covenant breaches too late

Manual checks mean you only catch breaches after they happen. No early warning, no headroom monitoring, no dashboard view.

Hours spent aggregating data

Every reporting period is a fire drill. Copy-pasting between files, reformatting currencies, reconciling submissions.

No audit trail

When auditors ask "who approved this, and when?", the answer is a folder of email threads. Not a timestamped log.

Counterparties manually re-entering data

Numbers already live in their ERP. But they export to Excel, reformat, and email it to you. Every. Single. Quarter.

"Every quarter, your team rebuilds the same spreadsheet, chases the same emails, and hopes nothing slipped through. That is not a process. That is a risk."

Reality Check

The cost of doing nothing

Every quarter you manage compliance manually is time, money, and risk you never recover.

Without CapitalBridge

The Manual Trap

Spreadsheet maintenance
One per portfolio, version conflicts, broken formulas
40+ hrs/qtr
Chasing counterparty submissions
RE: RE: FW: Please send Q3 financials
15+ emails/mo
Covenant monitoring lag
Breaches discovered after the fact, not before
2-3 day lag
Audit preparation
Reconstructing who approved what from email folders
80+ hrs/yr
Currency conversion
Manual FX lookups, stale rates, frontier currencies missing
manual
Counterparty data re-entry
Numbers from ERP exported to Excel, emailed, re-typed
every quarter
15%
missed deadlines
2+ day
data lag
$120K+
annual staff cost
With CapitalBridge

Automated Oversight

Automated submission schedules
90-day lookahead, cascading rules, zero manual setup
0 hrs
7-tier automated reminders
7 days before through 30 days overdue, no human needed
0 emails
Real-time covenant monitoring
Threshold + headroom + early warning, always current
Live
Full audit trail, one click
Timestamped: who submitted, who approved, when
< 5 min
Daily FX sync, all currencies
156 currencies with automatic spot and forward rates
auto-daily
Excel/CSV data ingestion
Counterparties upload files, system auto-parses and validates
0 re-entry
~0%
missed deadlines
Live
data
70-85%
time savings

You are already paying for CapitalBridge. You are just not getting it.

How It Works

You set the rules. Compliance runs itself.

Define what each counterparty must submit and when. The system generates deadlines, collects submissions, and flags problems before they escalate.

01 / Define

Set the rules once. Every counterparty inherits them.

Assign reporting requirements and financial forms at the portfolio level. Override at the sector or counterparty level when exceptions apply. The most specific rule wins. New counterparties inherit their category's rules automatically. The system generates pending submissions 90 days ahead with calculated due dates. No manual scheduling.

Portfolio-wide defaults with counterparty-level overrides
Pending submissions auto-generated 90 days ahead
Escalating reminders: 7 days before through 30 days overdue
Assignment Rules - Portfolio III
Portfolio Level
Annual Financials Quarterly Financials CC ESG Action Plan BUDGET
Sector: Financial Institutions
+Asset Quality (30d) +Asset Quality (90d) +Risk Classification
Counterparty: Northern Energy
+Environmental Monitoring -ESG Action Plan
Effective: Annual Financials, Quarterly Financials, CC, BUDGET, Asset Quality (30d), Asset Quality (90d), Risk Classification, Environmental Monitoring
02 / Submit

Counterparties handle their own compliance.

Each counterparty logs into a dedicated portal. They see upcoming deadlines, upload documents, enter financial data through structured forms, or import from Excel. When they submit, your team gets an email with a direct link to review. No more chasing. No more "which version did they send?"

Self-service portal: deadlines, document upload, financial data entry
Structured forms with formulas, validation, and Excel import
Instant email notification when a counterparty submits
Counterparty Portal - Northern Energy
83%
Compliance Score
5 of 6 requirements up to date
Upcoming
Quarterly Management Accounts
Due 14 Apr
Compliance Certificate
3 days overdue
ESG Action Plan
Submitted
03 / Review

Every counterparty. Every requirement. Every period. One grid.

The tracker matrix maps your entire portfolio against all active requirements across every reporting period. Color-coded by status. Click any cell to review, approve, reject, or request rework. A calendar view shows the month's deadlines across all counterparties.

Tracker matrix: counterparties x requirements x periods, color-coded
One-click review: approve, reject, or request rework with audit trail
Calendar view: every deadline for the month at a glance
Submission Tracker - Q1 2026
Counterparty Annual Financials Quarterly Financials CC ESG Action Plan
Meridian Holdings
Northern Energy
Apex Capital
Pacific Infrastructure
Borealis Health
Approved
Pending
Overdue
04 / Monitor

Catch covenant breaches before they happen.

Set thresholds on any financial metric: DSCR, LTV, debt-to-equity, interest coverage. The system flags counterparties entering the headroom zone before they actually breach. Compare performance across counterparties side by side. Track financial trends across reporting periods. All values auto-converted to USD with daily FX rates covering all 156 supported currencies.

Threshold monitoring with headroom early warning
Cross-counterparty financial comparison and trends
Daily FX sync: 156 currencies with automatic conversion
Covenant Health - Northern Energy
1 at risk
Coverage Ratio
1.64x
min 1.2x
LTV
68%
7% to breach
Min Cash
1.85M
min 1.0M
Coverage Ratio Trend
Threshold 1.2x
+8.6%
1.8 1.4 1.0 1.64x Q4'24 Q1'25 Q2'25 Q3'25 Q4'25 Q1'26
05 / Calendar

Every deadline, one calendar.

See what is due this week, this month, this quarter. Color-coded by status and filterable by portfolio. Deadlines are auto-generated from your assignment rules. Click any event to review, approve, or escalate.

90-day lookahead across all portfolios
Auto-generated from cascading assignment rules
One click: review submission, check covenant, send reminder
Compliance Calendar - Q1 2026
Mon
Tue
Wed
Thu
Fri
Sat
Sun
2
3
Financials - Meridian
4
5
CC - Northern
6
7
8
9
Quarterly - Apex
10
11
Financials - Borealis
ESG - Pacific
12
13
CC - Meridian
14
15
16
17
Quarterly - Pacific
Financials - Northern
18
19
CC - Borealis
20
21
22
On Track
Approaching
Overdue

"Your counterparties already have the data. Your team already knows the rules. The only thing missing is the system that connects them."

Why Switch

Excel vs. Enterprise vs. CapitalBridge

Capability Excel eFront / Allvue CapitalBridge
Price Free $100K-500K+/year $2K-$5K/month
Implementation Immediate (fragile) 6-18 months 2-4 weeks
Counterparty portal No Limited / extra cost Full self-service
Covenant early warning Manual Available (complex) Built-in, visual
Multi-currency (frontier) Manual Major only Daily auto-sync, all
Excel/CSV data import Manual Varies Auto-parsed, validated
Reporting templates You build Generic, customized Industry-specific, out of box
Automated reminders Email only Configurable 7-tier escalation

Enterprise platforms take 12 months and six figures. Spreadsheets take your sanity. Pick a third option.

Implementation

Live in 4 weeks

Not 12 months. Not 6 months. Four weeks from kickoff to your first live submissions.

01

Configuration

Portfolio structure, category hierarchy, reporting requirements, user accounts

Week 1
02

Data Setup

Counterparty import, assignment rules, covenant and threshold rules, form templates

Week 2
03

Integration

Excel/CSV ingestion, document storage, email notifications

Week 3
04

Go Live

User training, counterparty onboarding, first submissions flowing through the system

Week 4
FAQ

Common questions

Can't find what you need? Book a call and we will walk through it together.

How long does implementation take?

2-4 weeks from kickoff to live submissions. Week 1 is configuration (portfolio structure, categories, requirements). Week 2 is data setup (counterparty import, assignment rules, thresholds). Week 3 is integration (Excel/CSV ingestion, document storage, email notifications). Week 4 is go-live (training, onboarding, first submissions). Compare this to 6-18 months for enterprise alternatives.

What reporting requirements are supported?

Standard templates covering financial statements, compliance certificates, ESG and impact reports, portfolio quality metrics, operational reports, and insurance documentation. Industry-specific templates are included for verticals like development finance, private equity, and commercial lending. Custom types can be added during configuration.

How does the cascading assignment system work?

Assignments are resolved by specificity: Portfolio (scope 0) > Category (scope 1) > SubCategory (scope 2) > Counterparty (scope 3). The most specific scope wins. Set a reporting requirement at the Portfolio level and it applies to all counterparties in that portfolio. Override it at the Counterparty level to customize or exclude. New counterparties automatically inherit the rules from their category. No manual assignment needed.

Can counterparties submit data through the platform?

Yes. Counterparties get their own portal where they can upload documents (PDFs, financial statements) and enter structured financial data through form templates with built-in formulas and validation. They can also import from Excel. Their portal shows a compliance gauge, upcoming deadlines, and submission history.

What currencies are supported?

All currencies. Daily spot and forward rate synchronization from DLM API. Values are auto-converted to USD for portfolio-level reporting. Currencies currently in use include USD, EUR, GBP, ZAR, KES, NGN, CFA (XOF/XAF), MGA, IDR, and more.

How do counterparties submit data?

Three ways: (1) Upload documents directly through the counterparty portal (PDFs, financial statements, certificates). (2) Enter structured financial data through form templates with built-in formulas and validation. (3) Import from Excel or CSV files, which the system auto-parses and validates. All submissions are versioned and audit-logged.

How is our data protected?

CapitalBridge is built on Azure with enterprise-grade security practices. All data is encrypted in transit (TLS 1.2+) and at rest (Azure platform encryption). Documents are stored in private Azure Blob containers with time-limited access tokens. Every action is audit-logged with full field-level change tracking: who changed what, when, and what the previous value was. Data is strictly isolated per organization with database-level access controls.

Who can access our data?

Access is controlled through role-based permissions. Administrators manage users and configuration. Portfolio managers view and review submissions. Analysts have read-only access. Counterparties see only their own data, deadlines, and submissions. Multi-factor authentication (MFA) is available via authenticator app, SMS, or email. All access is logged and auditable.

Ready?

See how it works with your portfolio structure

Book a 30-minute demo. We configure it with your actual portfolios, categories, and counterparties so you see exactly how CapitalBridge fits. No generic product tour. You talk to the team that built it.

Why we built this

"The gap between a $200K enterprise platform and a shared spreadsheet should not be this wide. We built the thing that belongs in that gap."